Compliance Advisory Officer

Investigo Compliance
London, GB
Closing date
4 Jun 2022

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Job Type
Full Time
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Key responsibilities:
• Develop and maintain relationships with senior management
• Provide timely and accurate regulatory advice to the business
• Perform Regulatory Analysis; identifying the risks of new regulation on the relevant business areas
• Draft policies and internal procedures
• Perform investigations into the activities within the business to ensure compliance
• Write and deliver compliance trainin
• Represent the Compliance Function on the internal Change Management Governance meetings and on projects delivering regulatory change Successful candidates will have:
• Advisory experience within a bank, broker or capital markets firm
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