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Compliance Monitoring & Trade Surveillance Officer - Investment Management

Employer
Investigo Compliance
Location
London, GB
Closing date
15 May 2022

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Sector
Accountancy
Job Type
Permanent
Hours
Full Time
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A traditional investment manager are looking for a Compliance Monitoring & Surveillance person to join their compliance team. Key responsibilities:
• Best execution and fair allocation
• Market abuse prevention and detection
• Ecommunication surveillance
• Conflicts of interest
• Reviewing and monitoring personal account dealing and gifts & entertainment Successful candidates will: Be currnently working within a trade surveillance business for an investment manager or capital markets business
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