Compliance Monitoring & Trade Surveillance Officer - Investment Management
- Employer
- Investigo Compliance
- Location
- London, GB
- Closing date
- 15 May 2022
View more
- Sector
- Accountancy
- Job Type
- Permanent
- Hours
- Full Time
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A traditional investment manager are looking for a Compliance Monitoring & Surveillance person to join their compliance team. Key responsibilities:
• Best execution and fair allocation
• Market abuse prevention and detection
• Ecommunication surveillance
• Conflicts of interest
• Reviewing and monitoring personal account dealing and gifts & entertainment Successful candidates will: Be currnently working within a trade surveillance business for an investment manager or capital markets business
• Best execution and fair allocation
• Market abuse prevention and detection
• Ecommunication surveillance
• Conflicts of interest
• Reviewing and monitoring personal account dealing and gifts & entertainment Successful candidates will: Be currnently working within a trade surveillance business for an investment manager or capital markets business
You need to sign in or create an account to save a job.
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