Compliance Analyst (Fixed Income/Equity Markets)

Taylor James Resourcing
London, WC2N, GB
Closing date
4 Jun 2022

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Job Type
Full Time
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Date: 18 Feb 2020 Sector: FINANCIAL MARKETS Type: Permanent Location: London Salary: 65000 - 75000 per annum Email: Ref: db38569 Our client is looking for a Compliance specialist with strong Capital Markets knowledge to give specialist advice on detailed regulatory requirements through to delivering complex regulatory implementation projects. T Our clients range from Regulated Markets, CCPs, CSDs, MTF/OTFs, Investment Banks to specialist Brokers. We help our clients deal with the challenge of market focussed regulation, including EMIR, MiFID II and MAR. Technical Qualities:
• Demonstrable compliance experience in a trading venue, Investment Bank or legal or other professional services company.
• Demonstrate deep understanding of both the business issues in this sector across a range of asset classes, as well as the key regulatory challenges faced including EMIR, MiFID II, and MAR
• Familiarity with the key aspects of EU rules and the FCA handbook is critical
• A broad understanding and an appetite to keep learning. Regulatory knowledge
• Keep abreast of regulatory developments and understand how client activities may be impacted
• Be proactive in updating both colleagues and clients on relevant regulatory changes and industry news
• Develop a thorough understanding of clients' businesses and requirements so you can provide relevant and accurate advice
• Help develop Bovill's technical capacity within the relevant sectors
• Relevant, Diploma level professional qualification (investment or compliance-related), or willing to study towards
• Educated to degree level
• Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator
• Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous
• Deep understanding of the FCA's policies and procedures
• Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients
• Experience managing client relationships
• Excellent Microsoft Office skills and experience using a CRM system would be an advantage
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